§ 01
Vendor Identification
§ 02
Document Submission
Contract
Invoice
W-9 / W-8
Insurance Cert
SOC 2 Report
ESG Disclosure
DUNS / Credit
OSHA 300 Log
EPA Compliance
Certification
§ 03
Compliance Frameworks
OFAC Sanctions
FAR / DFARS
SOX §404
FTC Act §5
FCPA
CCPA / CPRA
UFLPA 2021
AML / BSA
OSHA Standards
EPA / Clean Air
UCC Article 2
SEC Reg S-K
ERISA
RICO
Sherman Antitrust
GDPR Nexus
Powered by Claude AI · Results for informational use only
Parsing documents
OFAC / Sanctions check
Fraud signal analysis
Credit & ESG scoring
Generating report
§ 04
Risk Assessment Report
—
/ 100 Risk Index
—
—
—
Fraud Risk
—
Credit Risk
—
ESG / Sustainability
—
§ 05
Risk Flags & Findings
§ 06
Recommended Actions
Legal Disclaimer: This AI-generated analysis is for informational purposes only and does not constitute legal, financial, compliance, or professional advice. Results are based on AI interpretation of provided inputs and may not reflect complete or current regulatory requirements. Organizations should consult qualified legal counsel, compliance officers, and certified accountants before making procurement decisions. Anthropic and affiliated systems bear no liability for actions taken based on this output.
§ REF
USA Regulatory Reference Index
| Citation | Law / Regulation | Scope | Risk Category | Enforcement |
|---|---|---|---|---|
| 18 U.S.C. §1341–1343 | Mail & Wire Fraud Act | False invoices, billing fraud, misrepresentation | Fraud | DOJ / FBI |
| 31 C.F.R. §515 et seq. | OFAC Economic Sanctions | Sanctioned entities, blocked persons, SDN list | Fraud | Treasury / OFAC |
| 15 U.S.C. §78dd-1 | Foreign Corrupt Practices Act (FCPA) | Bribery of foreign officials, books & records | Fraud | DOJ / SEC |
| 18 U.S.C. §1961–1968 | RICO Act | Racketeering, organized fraud schemes | Fraud | DOJ |
| 31 U.S.C. §5318 | Bank Secrecy Act (BSA) | Money laundering, suspicious transaction reporting | Financial | FinCEN / Treasury |
| 15 U.S.C. §78m / Reg S-K | SEC Disclosure Rules | Material vendor risks, supply chain disclosures (public cos.) | Financial | SEC |
| Pub. L. 107-204 | Sarbanes-Oxley Act (SOX §302, §404) | Internal controls, vendor financial accuracy | Financial | SEC / PCAOB |
| UCC §2-201 et seq. | Uniform Commercial Code Art. 2 | Contract formation, title, warranties, breach | Contract | State Courts |
| FAR 52.209-6 | Federal Acquisition Regulation | Debarment, suspension, contractor responsibility | Contract | GSA / Agencies |
| 15 U.S.C. §45 (§5) | FTC Act — Unfair / Deceptive Acts | Misrepresentation in vendor agreements | Contract | FTC |
| Pub. L. 117-78 | Uyghur Forced Labor Prevention Act | Supply chain forced labor rebuttable presumption | Labor | CBP / DHS |
| 29 U.S.C. §201 et seq. | Fair Labor Standards Act (FLSA) | Wage theft, child labor, overtime violations | Labor | DOL / WHD |
| 29 CFR §1910 / §1926 | OSHA General Industry / Construction | Workplace safety, hazard communication | Labor | OSHA |
| 29 U.S.C. §1001 et seq. | ERISA | Employee benefits, pension obligations of vendors | Labor | DOL / IRS |
| 42 U.S.C. §7401 et seq. | Clean Air Act | Emissions, manufacturing environmental compliance | Environmental | EPA |
| 42 U.S.C. §6901 et seq. | Resource Conservation & Recovery Act | Hazardous waste management, disposal | Environmental | EPA |
| 33 U.S.C. §1251 et seq. | Clean Water Act | Discharge, effluent standards, stormwater | Environmental | EPA |
| Cal. Civ. Code §1798.100 | CCPA / CPRA | Consumer data handled by vendors (CA nexus) | Data & Privacy | CA AG / CPPA |
| 15 U.S.C. §6801 (GLBA) | Gramm-Leach-Bliley Act | Financial data vendor security obligations | Data & Privacy | FTC / CFPB |
| 15 U.S.C. §1 (Sherman Act) | Sherman Antitrust Act | Price-fixing, collusion, market allocation | Financial | DOJ / FTC |